Lead Finance Control Assurance(Internal Audit, L2 ControlTesting &Acct

Hiring: Controls Testing Professional | Investment Banking | CA Only

Key Highlights

CA Qualified Candidates Only
6 to 8 Years of Experience
Investment Banking Domain Expertise Required
Internal Audit / Controls Testing Background
IFRS & IFRS9 Knowledge Mandatory
Exposure to Derivative Products (Forwards, Futures, Options & Swaps)
Stakeholder Management & Senior Leadership Interaction

Controls Testing Professional with strong expertise in Investment Banking Finance Processes, Financial Controls, and Accounting Reviews. The role offers an opportunity to work closely with senior leadership while driving control excellence, governance, and operational improvement initiatives across investment banking functions.

Key Responsibilities

• Lead planning, scoping, execution, and reporting of control reviews.
• Perform Level 2 (LOD2) Control Testing and assess control effectiveness.
• Review finance and accounting processes across Investment Banking operations.
• Engage with senior stakeholders, department heads, and business partners.
• Provide SME support on investment banking products, related processes, and controls.
• Review audit workpapers and ensure high-quality deliverables.
• Drive operational excellence and digital transformation initiatives.
• Contribute to local and global control enhancement programs.

Experience

• 6 to 8 years of experience in:
• Internal Audit
• External Audit
• Controls Testing
• Risk & Controls Assurance

Domain Expertise

• Strong understanding of Investment Banking products:
• Forwards
• Futures
• Options
• Swaps

Technical Knowledge

• Level 2 Controls Testing (LOD2)
• Finance & Accounting Controls
• Journal Entry Reviews
• Front-to-Back Transaction Lifecycle
• Intercompany & Intracompany Accounting
• IFRS & IFRS9
• Control Frameworks and Risk Assessments

Soft Skills

• Strong stakeholder management skills.
• Excellent communication and presentation abilities.
• Ability to independently lead reviews and engage senior leadership.

Interested candidates may share the following details to [email removed]

• Total Experience
• Relevant Controls Testing Experience
• Investment Banking Experience
• Current Organization
• Current CTC
• Expected CTC
• Notice Period
• Current Location

Gopala BR

TA Recruitment