IT Audit, Senior Manager

Who we are looking for The IT Auditor – Officer position will be part of Corporate Audit’s Integrated Audit team, which is responsible for engagements that focus on business risk and related application technology.  Team members work with business auditors to understand business risks and related application controls such as interface controls, logical access controls, and input/processing/output controls. The main objective of an integrated audit is to provide management with independent, objective assurance regarding the design and operating effectiveness of the system of internal controls to mitigate both business and IT-related risks. The audit follows a collaborative approach, with business and IT audit members jointly conducting the majority of internal and client-facing planning, control assessment, testing, and reporting activities. 

Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, the firm rely on us to help them manage risk, respond to challenges, and drive performance and profitability. The regulators rely upon us to provide assurance that the bank operates in a manner that is compliant with key banking regulations to properly manage risks to the company and the global financial systems. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role, you will help us build resilience and execute day to day deliverables at our best.  Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for As an IT Auditor, Officer you will: Successfully participate in the planning, execution and completion of audits following a risk-based methodology in line with Division and Industry Standards as well as regulatory requirements.

Support recommendations for internal control improvements and preparation of audit reports providing clear messages on key risks and key audit issues.

Participate in the planning, assessment, testing and reporting phases of audits covering integrated IT audits with application controls, configuration, automated and reporting controls.

Perform independent and objective assessments of risks and controls to improve risk management practices and assess controls for compliance with laws, regulations, company policies and business needs.

Prepare or review documentation of audit work in adherence with the division’s risk-based audit methodology and industry standards

Establish strong relationships within the Corporate Audit function.

Develop a good understanding and knowledge base of the company’s operations and establish effective business relationships within the company

Gain and apply a thorough understanding of audits and assigned functions, including utilization of technology and active usage of Data Analytics.

Demonstrate, maintain and expand your knowledge of financial and operational internal control methodologies and terminologies (e.g. COSO, COBIT), industry standards, audit industry best practices, regulatory expectations, and risk management practices.

What we value These skills will help you succeed in this role: High degree of professionalism, professional curiosity and skepticism, organizational, analytical and project management skills.

Strong written and verbal communication, interpersonal, presentation and organizational skills.

Ability to work independently in an international team across multiple locations with global stakeholders.

Knowledge of the regulatory environment applicable to financial institutions and proven ability to research, interpret and apply regulatory requirements.

Fluency in English – written and spoken. 

Education & Preferred Qualifications Bachelor’s degree in computer science, Information Security, Information Systems, Engineering, Accounting, or a related field, or its equivalent.

4 – 6 years of experience in Public Accounting, Internal Audit, IT and Operations Auditing, Risk Management, or IT compliance, preferably in Financial or regulated industry

Demonstrated experience testing IT general controls (ITGC) and application controls (ITAC) including application parameters, configurations, scripts, validation controls and access to sensitive application transactions and data interfaces.

Experience in a number of the following: technology consulting, system auditing, privacy and cyber-security audits, financial processes and systems, risk management, or data analytics.

Demonstrated knowledge of Institute of Internal Auditors, NIST, COSO, COBIT, ITIL, ISO 27001, Sarbanes-Oxley and SOC 1 / SSAE 16 standards and laws and regulations applicable to the assigned area of responsibility

Industry recognized certification CISA, CISSP, CISM, CIA preferred

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible work programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you. State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

About State Street Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

Discover more information on jobs at StateStreet.com/careers

Read our CEO Statement

About State Street

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

Discover more information on jobs at StateStreet.com/careers

Read our CEO Statement