IRM-Senior Risk Assurance-Analysts

Job Title

Senior Risk Assurance Analyst

Business Unit

Integrated Risk Management

Reporting To

Vertical Head - Risk Assurance

Job Function and Role Type

Risk Management Group, Supervisory Role, Travel Occasionally

Version No

1.0

Job Purpose

Provide an independent and objective view on compliance with regulatory requirements. Perform quality checks of indent responses before submission to regulators or internal audits.

Key Responsibilities

Regulatory and Audit Compliance

Ensure all risk-related regulatory and audit requirements are documented.

Track open audit and compliance observations until closure.

Review and challenge risk mitigation plans with function heads.

Align departments towards an audit readiness approach.

Control Environment Strengthening

Collaborate with function heads to strengthen the control environment.

Ensure risks are mitigated, and residual risks are tracked and managed.

Policy and Regulatory Review

Review internal policy requirements and new regulations.

Examine regulatory inspection reports and internal audit reports.

Analyze compliance testing reports and risk-related action points.

Education:

Graduation: BE/B Tech; Postgraduate: M Tech/MBA/MCA/M.Sc.

Certifications:

CA, CFA, CISA.

Key Competencies

People management, analytical skills, communication, delegation, regulatory knowledge.

Major Stakeholders

Senior Management, Function Heads, Regulators, Compliance Team.