Investment Dealing & Client Advisory Associate

Investment Dealing & Client Advisory Associate

Equities | Operations | Client Relations

Salary: Upto 8 LPA

Role Overview

We are looking for a well-groomed, articulate and detail-oriented finance professional to manage equity dealing and investment operations while serving as a trusted point of contact for clients.

The role combines capital-market execution, portfolio operations, documentation, reporting and client engagement—requiring strong financial knowledge, professional communication and a polished presence.

Key Responsibilities

Equity Dealing & Markets

• Execute equity transactions accurately and efficiently.
• Monitor market movements, corporate actions and relevant investment developments.
• Coordinate with brokers, custodians and other market intermediaries.
• Maintain accurate trade records and transaction documentation.
• Support portfolio-level dealing and execution requirements.

Investment Operations

• Manage trade settlements, reconciliations and operational workflows.
• Track portfolio transactions, holdings and cash movements.
• Coordinate documentation, KYC and account-related requirements.
• Monitor corporate actions, dividends and other investment-related events.
• Prepare periodic portfolio and transaction reports.

Client Interaction & Advisory Support

• Act as a professional point of contact for clients on operational and investment-related matters.
• Coordinate client requests and ensure timely resolution.
• Present portfolio information and operational updates clearly.
• Work closely with senior advisors during client meetings and reviews.
• Build a polished, professional and trustworthy client experience.

Professional Presence

• Excellent grooming, communication and interpersonal skills are essential.
• Should be comfortable interacting with HNI/UHNI clients, business owners and senior stakeholders.
• Expected to maintain a formal, sophisticated and client-ready appearance during meetings and events.
• Strong etiquette, confidence and discretion are important for the role.

Preferred Qualification

• CA Finalist / CA Inter
• CFA Level I or Level II
• Strong understanding of equity markets, investment products and financial operations.
• Prior experience in equity dealing, wealth management, investment operations, broking or a family office environment preferred.

What We're Looking For

Analytical mind. Market awareness. Operational precision. Client confidence.

Someone who can move seamlessly between a trade terminal, an Excel sheet and a client meeting.