Internal Audit Wealth & Asset Management - Mumbai

Roles and Responsibilities

• Conduct internal audits for wealth management and asset management processes, including process audit, control design, and operating effectiveness.
  
• Identify risks associated with various business lines such as brokerage generation, portfolio management, private banking, investment advisory, etc.
  
• Develop risk assessment frameworks to identify key risks impacting the organization's objectives.
  
• Collaborate with stakeholders to develop mitigation strategies for identified risks.
  
• Provide recommendations on improving internal controls and governance practices.