Internal Audit Professional - Financial Services

Internal Audit Financial Services role based in Gurgaon/Gurugram, aligned with openings commonly seen at Big 4 firms and consulting organizations.

Internal Audit – Financial Services (Domestic Market) only

Location: Gurgaon (5 days office)

Experience: 2-8 Years

Industry: Banking / NBFC / FinTech / Insurance / Capital Markets

Job Responsibilities

• Execute risk-based internal audits for Financial Services clients.
• Perform process reviews and evaluate internal controls across business functions.
• Conduct Risk & Control Matrix (RCM) walkthroughs and testing.
• Identify control gaps and recommend practical remediation measures.
• Assess compliance with RBI, SEBI, IRDAI, FEMA, AML/KYC, and other applicable regulations.
• Prepare audit workpapers, observations, and audit reports.
• Participate in audit planning, fieldwork, reporting, and follow-up activities.
• Review operational, financial, and regulatory processes to improve governance.
• Interact with client stakeholders to discuss audit findings and closure plans.
• Support SOX/IFC testing, process documentation, and risk assessments where required.

Required Skills

• Strong understanding of Internal Audit methodology.
• Experience in Banking, NBFC, Insurance, FinTech, Asset Management, or Capital Markets.
• Knowledge of risk management and internal controls.
• Experience with RCMs, SOPs, process mapping, and audit documentation.
• Familiarity with RBI/SEBI/AML/KYC regulations.
• Excellent analytical, communication, and stakeholder management skills.
• Good working knowledge of Excel, PowerPoint, and audit tools.

Preferred Qualifications

• CA / CA Inter / MBA (Finance) / B.Com / M.Com.
• CIA, CISA, FRM, or other relevant certifications are an added advantage