IND Consultant I - Compliance (QA Monitoring)

Job Summary

Job Title- IND Consultant I - Compliance

Line- Compliance

Position type- Full Time

Work Location- Gurugram

Working style- Hybrid

Shift Time- 8 AM to 5 PM

Sub ARL- C25

People Manager role: No

Required education and certifications critical for the role- Graduates

Required years of experience - Minimum 4 to 6 years prior experience

General description of role: To support our goals as an industry leader, we are seeking a compliance analyst to join our dynamic Legal Compliance team at our Gurgaon office. The position will report to : QA Manager - Compliance. This person must be able to self-manage, work in a fast-paced environment, sometimes under pressure, remaining flexible, proactive, timely and efficient.

Job responsibilities

• Completing quality assurance (QA) review activity in line with documented standards relating to Financial Crime policies: gift entertainment sponsorships donations client third party due diligence sanctions screening and providing feedback to ensure that standards are maintained.
• Acting as a first level escalation point for colleagues when they escalate queries, making decisions where applicable, providing responses to such queries, or escalating to senior colleagues where required.
• Co-ordinating and documenting the second line review of third party (re)approvals; preparing case summaries risk assessments
• Completing regular risk-based monitoring, identifying potential issues and making recommendations for follow up activity.
• Maintaining analysing financial crime related data preparing regular MI reporting
• Supporting on other project work as required

Requirements

Skills/Competencies Required

• Has hands-on experience in managing Risk and Compliance workflows, Client/Third-Party Due Diligence, Watchlist Screening and Enhance Due Diligence.
• Has Microsoft Office skills: Intermediate to Advanced Word, basic PowerPoint and Excel
• Experience with data analytics AI solutions/tools
• Demonstrable critical thinking and risk-based approach to problem solving
• Has good writing and proof-reading skills, including the rules of grammar, spelling, and punctuation.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.