IND Analyst I - Compliance

Job Summary

To support our goals as an industry leader, we are seeking a compliance analyst to join our dynamic Legal & Compliance team at our Gurgaon office. The position will report to the Manager - Compliance, India. The Anti-Bribery Anti-Corruption (ABAC) Analyst will play a critical role in ensuring compliance with our organization's anti-bribery and anti-corruption policies. The ideal candidate will possess strong analytical skills, attention to detail, and a comprehensive understanding of ABAC regulations.

Responsibilities

• Financial Crime Compliance / Anti-Bribery Anti-Corruption
• Review entertainment, gifts acceptance, sponsorship and donation requests in line with internal policies and procedures.
• Evaluate the legitimacy and appropriateness of requests, taking into consideration the context and purpose of the expenditure.
• Apply existing policies, guidelines and thresholds to day to day reviews and highlight any potential gaps or inconsistencies to senior Compliance colleagues.
• Analyze gifts acceptance requests and expense referrals/escalations to determine compliance with ABAC policies, ensuring that all gifts, business courtesies and expense payments are appropriate, reasonable, and transparently documented
• Maintain a database of accepted and declined gifts, tracking details such as value, purpose, and recipient
• Conduct risk assessments on client relationships and specific expenditure requests to identify potential red flags related to bribery and corruption.
• Collaborate with the legal and compliance teams to escalate high-risk cases in line with established procedures and develop appropriate mitigation strategies
• Maintain accurate records of all expenditure reviews and gifts acceptance, ensuring documentation is complete and readily available for audits and regulatory examinations.
• Prepare regular reports for management summarizing findings, trends, and recommendations related to client expenditure and gifts.
• Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies along with Adverse Media checks
• Reviewing of individuals and business entities hit by high-risk scenarios
• Identify potential sanctions screening matches, review to identify false positives or potential true matches
• Carry out complex research/investigations in order to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines
• Release or escalate potential matches accordingly as stipulated in the working instruction to originating business unit and relevant compliance department
• Analyze alerts to identify close match/exact match hits based on name/country/address combination
• Basic knowledge of regulatory practices in AML, Anti-Corruption, Anti Bribery, sanctions, adverse media and local laws

Skills/Competencies

• Strong understanding of anti-bribery and anti-corruption regulations and compliance requirements.
• Excellent analytical and critical thinking skills, with the ability to assess complex situations and make informed decisions.
• Effective communication and interpersonal skills, capable of collaborating with various stakeholders
• Has Microsoft Office skills: Intermediate to Advanced Word, basic PowerPoint and Excel
• Has good writing and proof-reading skills, including the rules of grammar, spelling, and punctuation.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.