Global Banking and Market Operations -Regulatory Reporting-Analyst

Job Summary

We re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fast-growing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.

Our Impact

Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm s assets and its reputation.

Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.

Regulatory Reporting Team Overview

Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian exchanges and regulators. The Regulatory Operations Bangalore team s mission is to support Regulatory Operations in the production of various trade and position reports within the Americas, Europe and Asia. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, BCP, and other Department initiatives.

Responsibilities

• Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions
• Perform reconciliation and exception management as per the various Regulatory requirements
• Investigate and remediate issues with these reports and develop control improvements
• Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
• Improve current processes, procedures and reports including automation of manual processes
• Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
• Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology
• Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
• Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm s adherence to its reporting obligations

Skills Experience

Must have

• Communication skills - Adequate written and verbal communication skills, be able to ask right questions and convey the right message
• Problem Solving - be able to analyze the problem and produce potential solutions, will the required direction
• Basic Knowledge/Experience in Regulatory Reporting - around technical terms, jargons used in the industry
• Tools Technique - such as SQL language to be able to self-serve analyze
• Risk mindset - Being detail-oriented and capable of delivering a high level of accuracy
• Proficient in the use of MS Office products
• Candidate must be proactive, enthusiastic and team oriented
• Ability to learn quickly and adapt to new changes and new challenges

Preferred Skills

• Regulatory Knowledge including Trade Life Cycle, JIRA instance navigation, Product expertise, etc.
• Tools Technique - aware of commonly used tools such as Kibana, DROIT, SQL [advanced]
• Problem Solving - be able to analyze the problem independently and produce potential solutions, will limited oversight/direction

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.