Financial Controls Analyst
Wells Fargo · Bengaluru · onsite · Posted 61d ago
Undisclosed2–7 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
Job Summary
Wells Fargo is seeking a...
Responsibilities - Consult with the line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters
- Identify compliance and risk management requirements for supported area
- Provide oversight for testing and monitoring involving moderate to complex subject matter or control areas
- Communicate and provide consultation regularly with stakeholders throughout the enterprise
- Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework
- Support implementation of moderate to complex projects and initiatives
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- 2+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- SOX and Regulatory Controls Testing
- Perform endtoend testing of SOX and regulatory reporting controls, including design and operating effectiveness testing, in line with COSO and internal methodologies.
- Independently evaluate control effectiveness, identify gaps, and support remediation discussions with process owners.
- Ensure timely, accurate, and highquality documentation of walkthroughs, test plans, testing results, and conclusions.
- Walkthroughs and Stakeholder Management
- Lead control walkthrough calls with Finance, Operations, and IT process owners.
- Build and maintain effective working relationships with key stakeholders across lines of business.
- Priority and Transformation Initiatives
- Identify opportunities to streamline testing, reduce manual effort, and enhance control effectiveness through automation and analytics.
- Support changes impacting the COSO framework, testing approach, or regulatory environment.
- Strong analytical and problemsolving skills with high attention to detail.
- Excellent written and verbal communication skills, with the ability to engage confidently with senior stakeholders.
- Collaborative mindset with a focus on quality, efficiency, and continuous improvement
- Independently executes standard testing and walkthroughs with appropriate documentation, credible challenge, and timely reporting/data quality.
- Demonstrates solid understanding of assigned processes, controls, and risks, and applies them effectively in testing.
- Ensures timely delivery and quality outputs, with responsiveness to feedback and closure of review comments.
- Applies judgment in routine scenarios, with appropriate and timely escalation when required.
- Maintains accurate reporting on testing status and issues; builds effective working relationships with stakeholders and team members.
- 3 days in office adherence
- work shift: 1:30 pm to 10:30 pm
Sourced from naukri
Skills
data qualityAutomationfinancial controlsFinancial CrimescosoAnalyticsCOSO FrameworkCommunication SkillsoperationsFinancial ReportingInformation TechnologyAccountingcomplianceCustomer Relationshipsfinance
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
Industries
Financial Services
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8,681 reviews
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Culture
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