Executive - Account Opening

Jainam Broking Limited

• 1 month ago
  
  

Location

SNS

Department

Account Opening - JBL

Employment Type

Full-time

Applications Received

21

Closes On

31 Aug, 2026

Job Summary

The KYC Apprentice will support the KYC and Compliance team in onboarding clients and maintaining regulatory compliance as per SEBI, NSE/BSE, and other applicable regulations. This role is ideal for candidates looking to build a career in financial services, compliance, and operations within a stock broking environment.

Key Responsibilities

• Assist in client onboarding and KYC documentation verification (individual & non-individual clients)
• Verify client documents such as PAN, Aadhaar, address proof, bank proof, and photographs
• Perform data entry and validation in KYC systems and back-office software
• Support CKYC uploads, KRA checks, and modifications
• Ensure KYC records comply with SEBI, AML, and internal compliance policies
• Coordinate with clients, relationship managers, and internal teams for pending or incorrect documentation
• Maintain proper records, logs, and audit trails
• Assist in periodic KYC reviews and re-KYC processes
• Handle basic client queries related to KYC requirements
• Support the team during internal and external audits
  
  

Eligibility Criteria

• Graduate or pursuing graduation in Commerce, Finance, Business Administration, or related fields
• Freshers are welcome; prior internship experience in BFSI is an advantage
• Basic understanding of stock market operations and financial products is preferred
  
  

Skills & Competencies

• Basic knowledge of KYC, AML, and compliance norms
• Attention to detail and accuracy
• Good communication and coordination skills
• Proficiency in MS Excel, Word, and basic computer applications
• Ability to handle confidential information responsibly
• Willingness to learn regulatory frameworks and processes
  
  

Learning & Development Opportunities

• Hands-on exposure to KYC & Compliance operations in a stock broking firm
• Understanding of SEBI regulations, client onboarding, and brokerage operations
• Mentorship from experienced compliance professionals
• Certificate/Experience Letter upon successful completion