Equity Capital Market

The ideal candidate will have strong knowledge of SEBI regulations, merchant banking regulations, capital markets and corporate compliance, with the ability to manage regulatory requirements in a fast-paced investment banking environment.

Key Responsibilities:

• Ensure compliance with applicable SEBI, Companies Act, stock exchange and other regulatory requirements.
• Handle compliance matters relating to Merchant Banking activities and capital-market transactions.
• Monitor and advise on regulatory requirements for IPO, FPO, Rights Issue, QIP, Open Offer and other ECM transactions.
• Review transaction-related documentation from a regulatory and compliance perspective.
• Coordinate with SEBI, stock exchanges, legal counsel, auditors, merchant bankers and other stakeholders.
• Ensure timely regulatory filings, reporting and maintenance of compliance records.
• Monitor internal policies, SOPs, compliance frameworks and regulatory updates.
• Support due diligence and identify potential compliance and regulatory risks.
• Provide compliance guidance to deal teams and senior management.
• Track and implement changes in applicable SEBI regulations, circulars and guidelines.
• Assisting in transaction execution.

Contact Details

Reema Parmar

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[email removed]