BENGALURU · FULLTIME

Electronic Communication Surveillance Analyst

Millennium Consulting

Bengaluru · onsite · Posted 5d ago

Sourced from Naukri

Undisclosed3–8 yrsfulltimeBengaluru

Your match

Section · 01

About this role

Electronic Communications Surveillance Analyst

Responsibilities

General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
Monitor daily surveillance reports using exception reports and other tools.
Review surveillance alerts, conduct analysis and escalate findings as needed.
Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
Assist with regulatory examinations, inquiries, investigations, and projects, as necessary.
Draft and amend compliance related policies and procedures.
Undertake special compliance related projects involving various inter-department stakeholders.

Qualifications

Bachelor's degree in finance, Economics or a related field is preferred, with a strong academic record.
3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side is ideal.
Experience in the securities and trading industry preferred, enthusiasm for trading markets.
Knowledge of APAC financial markets preferred.
Previous experience working with third-party surveillance platforms.
Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
Strong attention to detail, organization, and effective communication skills, both verbal and written.
Ability to work effectively and independently with all levels of management and staff.

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Section · 02

Insider TradingsecuritiesResearchCommunication SkillsRisk ManagementcomplianceFinancial MarketsfinanceTrading