DP Operations Executive

Role & responsibilities

Manage the Back Office Operations including

• Depository Participant Operations for NSDL o KYC account opening process, KRA, CKYC o Creation of Client UCC in all exchanges,
• Settlement of exchange funds / securities pay-in pay outs, margins, for NSE, BSE.
• Trade processing, stock reconciliations, reporting of funds, holdings on daily, weekly / monthly uploads,
• Ensuring compliance requirements as per SEBI Regulations.
• Implementation of internal controls and process to smoother operations
• Co-ordinate with and support the Compliance Manager

with all relevant information and audits/ queries.

• Co-ordinating with Back-office vendor to resolve system.
• Interacting with clients for resolving queries/ reporting etc.
• Inter-department co-ordination.

Preferred candidate profile

We are looking for an experienced professional with 2-4 years of experience in the relevant field.Only candidates with work experience in a SEBI registered Broking entity will be considered.

Experience

• Graduate with 2+ years of experience in a SEBI registered Broking entity
• NISM VI certification holder
• Working Knowledge of Excel, Word and back-office software is required
• Knowledge of SEBI regulations around broking entities

Personality traits

• Your key traits are integrity, credibility, and commitment
• You are detail oriented and understand that compliance is of paramount importance
• You have an eye for process improvements and are organized with attention to detail