Controls and compliance

Job Roles & Responsibilities – Level

• Perform control testing (design and operating reviews) – Control testing underSoXandICoFR(TOD and TOE)

• Responsibility of managing controls documentation under thecontrolsframework in line with best practices and as required under applicable regulations

• Remediation management for all controls across all Group entities underSoXandICoFRregulations

• Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements

• Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower

• Work with stakeholders (internal and external) to resolve problems; answersquestions; Reviewswork flowprocesses; provides continuous process improvement suggestions

• Manage a team of SOX testers and ensure delivery of audit program withhigh qualitystandards; conduct performance reviews; aid career progression

Stakeholder Profiles & Nature of Interactions:

Internal

Controls Owner, Control performer, business stakeholders

External

External auditors

Desired Candidate Profile:

1. Functional Knowledge of Skills(Must Have)

• Proficient in performing risk based control testing. Expertise in performing Test of Design, Test of Operating effectiveness, Sampling methodology, Issue identification and remediation.

• Familiar with audit and control test methodology such as completeness, IPE/IUC and EUA.

• Familiar with accounting standards (GAAP), PCAOB guidelines, and COSO methodology.

• Demonstrable audit mind-set with excellent problem solving ,conflict management and time management skills.

• Team management skills including the ability to plan and organize teams effectively to meet audit deadlines.

2.Leadership Behavior-Should be able to manage stakeholders independently, Good Communication

3.Educational Qualification

• Graduate, B.Com, M.Com or MBA (Finance).

• Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.

• SAP certification is an added advantage

• Proficient in MS excel

5.Language Proficiency

• Fluent English, excellent written and verbal communication skills

6.Experience Required

Mandatory

1. Total experience of1year in SOX testing/ Risk and Controls/ Internal Audit.

1. Worked on business control testing / internal audit projects individually as well as part of larger teams.

1. Performed test of design and operative effectiveness in a complete audit cycle.

1. Managed multiple stakeholders / senior management to agree onrisk basedissues and remediation.

Added advantage

• Experience of managing small teams.

• Worked on international SOX testing programme or specific ICOFR programmes.

• Experience of working in Big 4 / cross border control testing teams.

• Performed risk based control testing with SAP as the primary ERP.