Consultant - Regulatory Compliance - Financial Services
EYGBS · Mumbai · onsite · Posted 42d ago
Undisclosed2–6 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
Job Summary
Your key responsibilities
Skills and attributes for success
To qualify for the role you must have
Ideally, you ll also have
What we look for
Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.
The objective of our advisory risk services is to provide clients with a candid and reliable overview of their risk landscape. Our solutions can be used by our clients to build confidence and trust with their customers, the overall market and when required by regulation or contract. You will be responsible for executing client related engagements in the areas of governance, risk compliance (GRC), internal audits, process reviews, standard operating procedures, enterprise risk management, revenue assurance.
Your key responsibilities
- Experience working with a Bank / Financial Institution s Regulatory Compliance department with knowledge of interpreting regulations/circulars/laws as received from regulatory bodies
- Preparing MIS for senior management and providing advisory support to business units
- Preparing regulatory compliance checklists, tracking/logging regulatory interactions
- Awareness of Regulatory Compliance requirements
- Proactively engage with multiple stakeholders to ensure adherence with defined timelines
- Support the engagement team by developing status update presentations and decks for the client on a periodic basis.
- Determine that the work delivered is of high quality.
- Anticipate and identify engagement related risks and escalate issues as appropriate
- Actively establish client (process owner/functional heads) and internal relationship
- Demonstrate an application solution-based approach to problem solving technique.
Skills and attributes for success
- Anticipate and identify engagement related risks and escalate issues as appropriate.
- Actively establish client (process owner/functional heads) and internal relationships.
- Assist and share knowledge with team members, Seniors and Managers in developing new methodologies and internal initiatives and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues. Work with the team and the client to create plans for accomplishing engagement objectives and a strategy that complies with professional standards and advise clients to understand and manage their business risks and verify the validity of their business information
- Brief the engagement team on the clients IA environment and industry IA trends. Maintain relationships with client management to manage expectations of service, including work products, timing, and deliverables. Demonstrate a thorough understanding of compliance, financial, and operational risks along with performing internal control testing, develop internal audit plans, and provide internal audit services on an outsourcing basis. Assess internal controls and SOX framework in order to mitigate risk and apply it to client situations
- Bring and utilize extensive knowledge of the clients business/industry to identify technological developments and evaluate impacts on the clients business. Demonstrate excellent project management skills, inspire teamwork and responsibility with engagement team members, and use current technology/tools to enhance the effectiveness of deliverables and services.
- Understand EY and its service lines and actively assess what the firm can deliver to serve clients.
To qualify for the role you must have
- Chartered Accountant / Certified Internal Auditor or have a Master s degree in Business Administration
- 2-6 year of post-qualification experience working in regulatory compliance role with a Bank / Financial Institution s.
- We would expect for you to be available to travel outside of their assigned office location at least 50% of the time, plus commute within the region (where public transportation often is not available).
- A valid passport is required.
Ideally, you ll also have
- Good communication skills
What we look for
We re looking for passionate leaders with strong vision and a desire to stay on top of trends in the risk industry. If you have a genuine passion for helping businesses achieve their full potential, this role is for you.
Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.
Sourced from naukri
Skills
internal controlsgrcEnterprise Risk ManagementProcess Reviewsauditsaccountantfinancial institutionInternal AuditControl TestingCommunication SkillsAdministrationFinancial ServicesChartered Accountantcompliance
About EY Global Delivery Services ( EY GDS)
EYGBS
Accounting & Auditing
40.0k+
employees
2002
24 years old
Bangalore/Bengaluru, Karnataka
India
₹15.5L PA avg
Avg at EY Global Delivery Services ( EY GDS)
About
EY Global Delivery Services (GDS) is a truly global delivery network of over 74,000 people working across the border to provide innovative and strategic business solutions to EY member firms.
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