Consultant - Compliance Quality Assurance

Responsibilities

• Operational effectiveness testing - reviewing the timeliness, completeness and accuracy of Financial Crime Compliance Controls
• Design effectiveness testing - review Standard Operating Procedures and assess against policy requirements
• Planning - Complete Terms of Reference templates and deduce samples using approved sampling methodology for QA reviews
• Reporting - present observations to senior stakeholders for factual accuracy discussions
• Issue management - ensure all issues are remediated in a timely manner
• Record-Keeping Audit Readiness - ensure that thorough documentation of QA processes and results is maintained. Verify that all compliance documentation, records of AML/CFT activities, decisions, and reports, are properly kept and readily accessible for internal or external review and audits.

Requirements

• Minimum 3+ years of financial crime, Compliance, Audit or QA experience
• Experience with transaction monitoring, sanctions screening, KYC/EDD, and suspicious activity reporting.
• Excellent stakeholder management and regulatory engagement experience.
• Strong analytical, decision-making, and problem-solving skills.
• Excellent written and verbal communication skills.
• Experience using Artificial Intelligence (AI) to automate manual processes in a controlled environment.
• Familiarity with AML transaction monitoring, CDD and Screening systems and experience managing regulatory examinations and remediation programmes.

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