Compliance

Careers

Careers

Associate/Manager/Sr. Manager - Compliance

Location

Mumbai, Maharashtra

(Preference for Mumbai based candidates)

Qualification

CA/CS/MCom/BCom from a reputed College/University

Experience

Freshers, candidates with relevant experience are preferred.

Vacancies

5

Compliance Team (Role & Responsibility but is not limited to)

• In-depth knowledge of banking law & practice, corporate laws (including but limited to Companies Act, Contract Act, Transfer of Property Act, Stamp Act, Registration Act etc.) SEBI Regulations, Insolvency & Bankruptcy Code & NCLT procedures, RDB and SARFAESI Acts,etc.
• Creation of appropriate charges on the assets of the corporates, i.e. mortgage, hypothecation etc.
• Monitoring of charged securities and ensure compliance of financial covenants from time to time.
• Advise corporates on various regulatory compliances.
• Compliance with SEBI Debenture Trustee Regulations and related Laws.
• Protecting investors right and lenders interest.
• Coordinating with Borrowers & Lenders from time to time.
• Handling all compliance related operational aspects of respective transactions.
• Ensuring compliance with all regulations/directions of SEBI and other regulatory authority, provisions of the Companies Act 2013 etc. pertaining to Debenture/Bond issues.
• Ensuring creation & perfection of stipulated security as stipulated in Information Memorandum/Prospectus, Debenture documentation etc. and filing of charges with RoC/CERSAI.
• Monitoring the various obligations performed by Issuer Company imposed by Credit Rating Agency and any other authority.
• Monitoring the various ratios, DRR, rating and financial condition of the Issuer Company on quarterly, half yearly and yearly basis.
• Monitoring Collateral Security Ratio with reference to pledged securities.
• Guiding the Issuer Company regarding the compliance, procedure relating to issuance of Debentures/Bonds, Stamp Duty implication, Security Creation, various SEBI Regulations and Companies Act.
• Assisting in Internal & External audits.
• Any other work as assigned by the company on time to time basis.
  
  

Testimonials

Power Finance Corporation Ltd

Dear Team Beacon

We are writing to express our appreciation for service provided by Beacon trusteeship ltd throughout the recent bond issuances of Power finance Corporation limited (PFC).

The bond issues were successfully completed & the entire exercise was smooth & seamless. We appreciate the effort put in by the entire Beacon Team. Kindly convey our acknowledgment to all involved for their concerted efforts.

Thanking You

Vishna Ram Jakhar

Chief Manager (Finance)

NTPC Limited

Dear Team Beacon,

We are writing to express our appreciation for the services provided by Beacon Trusteeship Limited throughout the recent bond issuances of NTPC Limited.

The bond issuances were successfully completed, and the entire exercise was smooth and seamless. We appreciate the efforts put in by the entire Beacon team.

Thanking You

Anita Srivastava

Additional General Manager (Finance)

U.P Power Corporation Ltd

Dear Beacon Trusteeship Ltd Team,

We are writing to express our heartfelt appreciation for exceptional services provided by Beacon Trusteeship Ltd.

Your team's dedication and expertise played a pivotal role in the success of issuance. Your meticulous attention to detail, unwavering commitment to regulatory compliance & prompt responsiveness were exemplary.

Thanking You

Neeraj Chaurasia

Dy General Manager (Finance)

Testimonial 3 of 5

Beacon in Media

BeaconTxn is designed to secure retail transactions, providing peace of mind to both parties involved in a transaction, Our platform leverages our strong background in high-volume escrow services to make retail transactions safer and completely hassle-free

Date: 26/1/2024

Pratapsingh Nathani

Chairman & Managing Director

Article 2 of 5

Power Finance Corporation

Year - 2017

Amount - 9,991 Crs

Debenture Trustee

Power Finance Corporation

Year - 2018, 2019, 2020

Amount - 1,37,750 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2019

Amount - 48,000 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2020

Amount - 78,000 Crs

Debenture Trustee

National Highways Authority of India

Year - 2020

Amount - 50,000 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2021

Amount - 1,00,000 Crs

Debenture Trustee

National Mineral Development Corporation

Year - 2020

Amount - 5,000 Crs

Debenture Trustee

Power Finance Corporation

Year - 2022, 2023, 2024

Amount - 1,42,000 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2022

Amount - 1,00,000 Crs

Debenture Trustee

Gas Authority of India Ltd

Year - 2023, 2024

Amount - 2,500 Crs

Debenture Trustee

Andhra Pradesh State Beverages Corporation Ltd

Year - 2022

Amount - 12,000 Crs

Debenture Trustee

Bharat Sanchar Nigam Ltd

Year - 2022

Amount - 8,446 Crs

Debenture Trustee

National Thermal Power Corporation

Year - 2022

Amount - 12,000 Crs

Debenture Trustee

Indian Renewable Energy Development Agency Ltd

Year - 2023

Amount - 26,000 Crs

Debenture Trustee

Mahanagar Telephone Nigam Ltd

Year - 2023, 2024

Amount - 17,571 Crs

Debenture Trustee

Power Finance Corporation

Year - 2017

Amount - 9,991 Crs

Debenture Trustee

Power Finance Corporation

Year - 2018, 2019, 2020

Amount - 1,37,750 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2019

Amount - 48,000 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2020

Amount - 78,000 Crs

Debenture Trustee

National Highways Authority of India

Year - 2020

Amount - 50,000 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2021

Amount - 1,00,000 Crs

Debenture Trustee

National Mineral Development Corporation

Year - 2020

Amount - 5,000 Crs

Debenture Trustee

Power Finance Corporation

Year - 2022, 2023, 2024

Amount - 1,42,000 Crs

Debenture Trustee

Rural Electrification Corporation Ltd

Year - 2022

Amount - 1,00,000 Crs

Debenture Trustee

Gas Authority of India Ltd

Year - 2023, 2024

Amount - 2,500 Crs

Debenture Trustee

Andhra Pradesh State Beverages Corporation Ltd

Year - 2022

Amount - 12,000 Crs

Debenture Trustee

Bharat Sanchar Nigam Ltd

Year - 2022

Amount - 8,446 Crs

Debenture Trustee

National Thermal Power Corporation

Year - 2022

Amount - 12,000 Crs

Debenture Trustee

Indian Renewable Energy Development Agency Ltd

Year - 2023

Amount - 26,000 Crs

Debenture Trustee

Mahanagar Telephone Nigam Ltd

Year - 2023, 2024

Amount - 17,571 Crs

Debenture Trustee

Deal 2 of 15

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