Compliance Senior Manager & Manager

Functional Responsibilities

• Outcome of Risk assessment Compliance control point shall be defined, and testing will be carried out.
• Planning and execution of Compliance testing.
• Establish and maintain comprehensive compliance testing programs to identify, assess, and highlight compliance risks.
• Monitor and test compliance by performing sufficient and representative Compliance testing and result of such compliance testing shall be reported to the Senior Management.
• Track Compliance testing observation open points, coordinate with respective team for implementation and track until closure of testing.
• Responsible for executing the proposed Compliance projects.
• Support the reporting manager on regulatory reporting.
• Support the reporting manager in handling / preparedness of RBI inspection like Co-ordinate with respective team, data collection, review the documents and Finalization of RBI datas, day to day RBI Correspondences, returns filing and circulation of Compliance MIS.

Job Requirements

Qualifications:

CA / CMA /Any graduateExperience2 - 5 Years relevant experience in Compliance / Internal audit / Internal Control from Banks / NBFC s / Consulting

Functional Competencies

• Drive and initiative, strong commitment, ability to take ownership, Analytical
• acumen, eye for details, Smart thinkingHigh level of integrity, professionalism, and attention to detailExp in handling various projects

Behavioral Competencies

Strong Analytical, Interpersonal and Convincing skillsStrong communication and interpersonal skillsProblem solving and decision-making skillsPeople management and networking skills