Agent
Jobs
Applied
Tracker
Profile
    1. Jobs for you
    2. Job

    Job · 18636103

    Monarch Networth Capital logo

    Compliance Officers PMS & AIF

    Monarch Networth Capital · Mumbai · onsite · Posted 32d ago

    Not disclosed3–5 yrsfulltimeSourced fromFoundit

    About a minute. You'll make an account on the way through.

    About this role

    We are looking for two dedicated Compliance Officers to join our Legal & Compliance team, one for Portfolio Management Services and one for Alternative Investment Funds.

    What You'll Do:

    ▸ Ensure end to end compliance with SEBI PMS / AIF Regulations, circulars, and guidelines

    ▸ Monitor fund operations, onboarding, KYC/AML, investment restrictions, portfolio limits, and investor disclosures

    ▸ Handle SEBI regulatory filings, inspections, audits, and correspondence

    ▸ Review marketing material, PPMs, performance disclosures, and client communications

    ▸ Develop and implement compliance policies, SOPs, and monitoring programmes

    ▸ Track regulatory changes and ensure timely implementation

    ▸ Prepare compliance MIS and periodic reports for senior management and Board

    Who We're Looking For:

    ▸ 3-5 years of experience in a SEBI-regulated entity : PMS, AIF, Mutual Fund, Broking, or Investment Advisory

    ▸ Post Graduate in Law. CS or CA preferred.

    ▸ NISM certification is an advantage

    ▸ Strong knowledge of SEBI regulations, compliance monitoring, and risk assessment

    Why Monarch:

    ▸ AIF AUM: ₹1,000+ Crore , one of India's fastest-growing AIF platforms

    ▸ PMS AUM: ₹261 Crore , 14.68% outperformance in just 6 months

    ▸ 8 business verticals. ₹1,000 Crore+ networth. Zero long-term debt.

    Sourced from foundit

    Skills

    Compliance MISmonitoring programmesSEBI PMS AIF Regulationsregulatory filingsRisk AssessmentCompliance policiesAmlKYC

    About Monarch Networth Capital

    Monarch Networth Capital logo

    Monarch Networth Capital

    Financial Services

    401

    employees

    1993

    33 years old

    Ahmedabad, Gujarat

    India

    ₹5.9L PA avg

    Avg at Monarch Networth Capital

    About

    A comprehensive financial services provider, this firm offers stock broking, mutual funds, and insurance, enhancing investment strategies for clients over two decades.

    Industries

    Financial ServicesInsurance

    Employee ratings

    10 reviews

    3.7/ 5

    Culture

    3.4

    Career growth

    3.1

    Work-life

    3.7

    Employees rate it well for

    Work-Life Balance37Overall Company37

    Find them on

    WebsiteLinkedInAmbitionBox reviews

    Compliance Officers PMS & AIF · waiting for your command