MUMBAI · FULLTIME
Compliance Officer
3A Financial Services
Mumbai · onsite · Posted 14d ago
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Section · 01
About this role
The Compliance Officer will ensure that the stock broking firm operates in full compliance. Monitoring and reviewing trading activities, maintaining regulatory records, implementing compliance frameworks, liaising with regulators to SEBI, NSE/BSE.
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Section · 02
Skills
Section · Company
About 3A Financial Services
3A Financial Services
Financial Services
75
employees
2014
12 years old
Mumbai,Maharashtra
India
₹3.2L PA avg
Avg at 3A Financial Services
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Employee ratings
10 reviews
Culture
3.4
Career growth
3.3
Work-life
4.2
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