Compliance Officer

Roles and Responsibilities

• Ensure compliance with SEBI regulations, including KYC, AML, and Insider Trading norms.
  
• Maintain records of client transactions and adhere to regulatory requirements.
  
• Conduct regular audits to identify areas of improvement in compliance processes.
  
• Develop and implement effective compliance policies and procedures.
  
• Collaborate with internal teams to ensure seamless implementation of compliance measures.