Compliance Officer

Job ID

37536

Location

Pune, India

Work Types

Full Time

Categories

Internal Legal

We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted on our career website.

About TMF Group

About TMF Group

With over 13,000 colleagues in more than 125 offices across 87 jurisdictions, all working to the same high standards of service and security, we provide our clients with local expertise where it is needed most. Our locations cover 92% of world GDP and 95% of FDI inflow.

We are a key part of our clients governance, providing the accounting, tax, payroll, fund administration and legal entity management services essential to their success. We make sure rules are followed, reputations protected and operational compliance maintained

Discover the Role

Compliance officer is responsible for providing high-quality compliance, AML, regulatory advisory and governance support to a portfolio of regulated financial services clients across the UAE and Qatar. The Compliance Officer / MLRO will support

the effective delivery of outsourced regulated services, help clients meet their ongoing regulatory obligations, and contribute to the development of strong compliance frameworks aligned with applicable DFSA, FSRA and QFCRA

requirements

Key Responsibilities

Key responsibilities

The key responsibilities of the role include, but are not limited to:

Developing, implementing and maintaining effective compliance, AML, risk management and corporate

governance frameworks in accordance with applicable regulatory requirements;

Drafting and maintaining compliance manuals, AML manuals, policies, procedures, client reports,

regulatory submissions and other required documentation;

Preparing and delivering compliance, corporate governance, risk and AML training, including regulatory

onboarding support for clients and relevant stakeholders;

Proactively monitoring changes and developments in relevant laws, regulations, rulebooks and

regulatory expectations, and providing clear updates to colleagues and clients;

Representing clients interests in dealings with business partners, regulators and authorities across the

DIFC, ADGM and QFC, as appropriate;

Managing client relationships, including maintaining accurate time records, communicating additional

time requirements, supporting billing and invoice-related matters, and ensuring high standards of

service delivery; and

Supporting the Head Director of Regulatory Services with the delivery of consulting projects and

regulated services engagements involving the DFSA, FSRA and QFCRA

Key Requirements

Job-specific requirements

Strong knowledge and understanding of financial services regulatory concepts, compliance obligations

and AML/CFT requirements;

Practical involvement in compliance, MLRO, AML and/or risk management functions, preferably within

a regulated financial services environment;

Ability to work collaboratively with clients, colleagues and senior stakeholders while maintaining

professional judgement and regulatory independence;

Consulting and stakeholder management skills, including the ability to engage effectively with senior

management, directors, shareholders, auditors, regulators and authorities in a diplomatic and solutionfocused manner; and

High attention to detail, strong quality standards and the ability to manage competing client and

ob-specific skills

3 5 years relevant regulatory, compliance and AML experience, preferably gained within financial

services, consulting or a regulated environment;

Previous registration with the DFSA or FSRA as Compliance Officer and/or MLRO is preferred;

Excellent relationship management and client service skills;

Strong written and verbal communication skills, including the ability to draft clear policies, reports,

regulatory correspondence and client-facing materials; and

Highly organised, self-motivated and able to manage multiple priorities in a fast-paced regulated

services environment

regulatory deadlines

What s in it for you

Making an impact

A supportive environment

Other Benefits

We re looking forward to getting to know you!