Compliance Officer
3A Financial Services · Mumbai · onsite · Posted 45d ago
₹3.5L - ₹7.0L PA3–6 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
• Co-ordination with NSE as required.
• Implementation of SEBI/NSE Circulars.
• Reply to Exchange queries received on member portal.
• Drafting communication letters.
• Submission of Annual Return.
• Collateral Management Compliance
• Implementation of SEBI/NSE Circulars.
• Reply to Exchange queries received on member portal.
• Drafting communication letters.
• Submission of Annual Return.
• Collateral Management Compliance
Sourced from naukri
Skills
NMASSNSEcomplianceSebi Regulations
About 3A Financial Services
3A Financial Services
Financial Services
75
employees
2014
12 years old
Mumbai,Maharashtra
India
₹3.2L PA avg
Avg at 3A Financial Services
₹3.5L – ₹7L PA
This role
About
3A Financial Services specializes in investment analytics, concentrating on unlisted securities and delivering thorough financial evaluations for optimal investment strategies.
Industries
Financial Services
Employee ratings
10 reviews
4.1/ 5
Culture
3.4
Career growth
3.3
Work-life
4.2
Employees rate it well for
Overall Company41Work Satisfaction39
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