Compliance Manager

Designation: Manager / Assistant Manager

Reporting Manager: Partner

Experience: 6-11 years of relevant PQE

Qualification: CS mandatory. LLB, LLM and other related courses preferred

Function: Compliance & Regulatory

Location: Mumbai - Dadar

Role Summary:

We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.

Key Responsibilities:

• Manage the firms compliance framework across all business units and support functions.
• Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.
• Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.
• Draft and review compliance policies, SOPs, and internal guidelines.
• Conduct risk assessments and compliance audits across departments.
• Manage regulatory filings, submissions, and correspondence with authorities.
• Oversee compliance training and awareness programs across the firm.
• Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.
• Manage internal investigations into compliance breaches or concerns.
• Maintain records and reporting mechanisms for compliance monitoring and tracking.
• Provide regular updates and reports to senior management and the Board, as applicable.

Key Requirements:

• 6-11 years of experience in regulatory compliance roles.
• CS & LLB mandatory; LLM or additional compliance certifications preferred.
• Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.
• Experience advising senior leadership and managing cross-functional compliance matters.
• High analytical thinking, attention to detail, and problem-solving skills.
• Excellent English proficiency (verbal and written).
• Proficiency in Word, Excel, and PowerPoint.
• Strong organizational skills and ability to adapt to changing regulatory landscapes.