Compliance Manager (AIF)

Role & responsibilities

ole Overview

We are looking for a Compliance Officer to support the compliance, investor onboarding, fund administration coordination, and legal documentation functions of a Category II AIF. The role will work closely with the Fund Administration team and external advisors to ensure smooth operational and regulatory processes.

Key Responsibilities

• Ensure compliance with SEBI AIF regulations and applicable regulatory requirements.
• Manage investor onboarding including KYC, AML, FATCA, and related documentation.
• Coordinate investor communications, capital call notices, and periodic reporting.
• Work closely with the Fund Administration team on operational and compliance matters.
• Support preparation, review, and maintenance of legal and compliance documentation including contribution agreements, side letters, and vendor agreements.
• Maintain compliance records, trackers, and regulatory filings.
• Liaise with auditors, legal counsel, custodians, and other service providers as required.

Qualifications

• CA / CS / LLB (or a combination thereof).
• Preference for candidates who have completed the NISM Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination.
• Strong understanding of SEBI AIF regulations and investor onboarding processes.

Experience

• 23 years of relevant experience in AIFs, fund administration, compliance, legal operations, or financial services.

Skills

• Strong attention to detail and organizational skills.
• Good communication and stakeholder management abilities.
• Ability to manage documentation and regulatory timelines efficiently.
• Proficiency in MS Office and compliance/document management tools.