Compliance Executive
Edgjein · Mumbai · onsite · Posted 22d ago
₹7.0L - ₹8.0L PA5–8 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
compliance requirements relating to BSE/NSE/SEBI & other applicable regulatory requirements,preparation, review & submission of regulatory & compliance reports.
Monitor client margins, collateral, fund/securities segregation.Coordinating auditors,
Monitor client margins, collateral, fund/securities segregation.Coordinating auditors,
Required Candidate profile
Exp in compliance operations in a stockbroking, securities, capital markets or financial services. Exp in BSE/NSE/SEBI regulations, capital market operations, RMS, margins & client-level compliance.Sourced from naukri
Skills
bseNSERegulatory ComplianceSEBIcompliance