Compliance Executive
Tipsons Group · Ahmedabad · onsite · Posted 44d ago
Not disclosedFresherfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
- Ensured compliance with regulations set by SEBI and relevant exchanges.
- Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
- Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
- Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
- Collaborated with all departments on a daily basis to align compliance activities with internal policies.
- Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
- Maintained accurate records of compliance activities for audits and regulatory correspondence.
Sourced from foundit
Skills
Regulatory ComplianceSebi Regulations
About Tipsons Group
Tipsons Group
Financial Services
Ahmedabad, Gujarat
India
₹14.1L PA avg
Avg at Tipsons Group
About
Tipsons Group is a 3-decade-old diversified financial services group with strong presence in Capital Markets, Investment Banking, Broking, Wealth Management and Family Office services. We are known for client-centric approach & deep market expertise.
Industries
AdviceFinancial ServicesWealth Management
Employee ratings
9 reviews
4.2/ 5
Culture
3.9
Career growth
3.8
Work-life
3.9
Employees rate it well for
Job Security43Overall Company42
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