Compliance Executive
Adityaraj Capital Belgaum · Ahmedabad · onsite · Posted 49d ago
₹3.0L - ₹6.0L PA1–4 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
We are looking for Compliance Executive to ensure our operations across Stock Broking & Depository Participant (DP),verticals strictly adhere to SEBI, Exchange, and Depository frameworks.
Grievance Redressal (SCORES & SMART ODR)
Circular Tracking & Policy Implementation
Surveillance & Market Abuse Monitoring
Audit & Inspection Readiness
SEBI circulars
Required Candidate profile
Regulatory Filings & ReportingGrievance Redressal (SCORES & SMART ODR)
Circular Tracking & Policy Implementation
Surveillance & Market Abuse Monitoring
Audit & Inspection Readiness
SEBI circulars
Sourced from naukri
Skills
Circular TrackingMarket Abuse MonitoringAudit Compliancepolicy implementationGrievance Redressalregulatory filingsRegulatory ReportsNSERegulatory ComplianceLegal ComplianceLegal DocumentationRBIcomplianceSebi RegulationsStock Broking