Compliance- Employee Trade Monitoring Manager

Roles & Responsibilities:

1. Ensuring compliance to SEBI (Prohibition of Insider Trading Regulation), 2015, the Companys Code of Conduct for Prohibition of Insider Trading (PIT)

2. Handling QSB related compliance

3. Monitoring of Structured Digital Database (SDD) of the company

4. Handle queries from internal stakeholders

Skills required:

1. The candidate should have strong analytical skills and ability to assess the changes in regulations.

2. The candidate should be strong in decision making, problem solving and provide guidance to internal teams

3. Experience in stock broking QSB compliances and handling employee trading related activities.

4. Knowledge and experience of MS-Office for preparing MIS.

Qualification:

Masters Degree or Equivalent Qualification

Certifications in Capital Market/area of Audit will be added advantage