Compliance Associate
A C Agarwal Share Brokers · Vadodara · onsite · Posted 44d ago
Undisclosed1–4 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
1. Handle SEBI, NSE, BSE, MCX, and Depository-related compliance.
2. File periodic and event-based regulatory reports and returns.
3. Ensure adherence to SEBI regulations, circulars, and exchange guidelines.
4. Coordinate with exchanges, SEBI, and auditors for compliance queries.
5. Maintain compliance records, reports, and documentation.
2. File periodic and event-based regulatory reports and returns.
3. Ensure adherence to SEBI regulations, circulars, and exchange guidelines.
4. Coordinate with exchanges, SEBI, and auditors for compliance queries.
5. Maintain compliance records, reports, and documentation.
Sourced from naukri
Skills
Sebi ComplianceExchange ComplianceRegulatory ReportingRisk ManagementDocumentationSebi Regulations
About A C Agarwal Share Brokers
A C Agarwal Share Brokers
25
employees
Vadodara, Gujarat
India
₹5.3L PA avg
Avg at A C Agarwal Share Brokers
About
At AC Agarwal Share Brokers Pvt. Ltd., we provide premium stock broking and wealth management services built on over 30 years of trust, robust research, and smart technology.
Our core philosophy — Clarity, Control, and Consistency — ensures that every investor experiences transparency, complete control over their portfolio, and steady long-term performance.
From equities, derivatives, and commodities to mutual funds, IPOs, and algo trading, we offer a comprehensive suite of services tailored to retail, HNI, NRI, and corporate clients. Our proprietary platforms — BLOOM by ACA (modern trading app) and ACA MATH (analytics tool) — make investing seamless and insightful.
Our core philosophy — Clarity, Control, and Consistency — ensures that every investor experiences transparency, complete control over their portfolio, and steady long-term performance.
From equities, derivatives, and commodities to mutual funds, IPOs, and algo trading, we offer a comprehensive suite of services tailored to retail, HNI, NRI, and corporate clients. Our proprietary platforms — BLOOM by ACA (modern trading app) and ACA MATH (analytics tool) — make investing seamless and insightful.
Industries
Financial ServicesImpact InvestingStock Exchanges
Employee ratings
7 reviews
4.8/ 5
Culture
3.4
Career growth
4.0
Work-life
3.9
Employees rate it well for
Overall Company48Career Growth41
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