Compliance Advisor (NBFC)

Manager/Sr. Manager-Compliance Advisor

Roles and Responsibilities:

• Track and disseminate RBI circulars to senior management.
• Prepare and maintain checklists for regulatory implementation.
• Prepare regulatory decks for Board and committee updates
• Coordinate with the business team to implement compliance requirements and provide advisory support.
• Oversee compliance for partnership products, specifically maintaining checklists for digital lending partner onboarding.
• Negotiate and follow up with stakeholders on compliance matters.
• Draft company policies and processes.
• Ensure all compliance checks are completed for new product launches.
• Support responses to RBI queries and other regulatory correspondence.
• Coordinate with Legal and Audit teams on compliance matters.
• Foster a compliance-focused culture within the company.

Qualification and Experience: -

• CS or MBA graduate.
• 5-7 years total experience (minimum 3-5 years in Banks/ NBFCs, preferably in the regulatory compliance domain)
• Strong communication and interpersonal skills
• Willing to continuously learn various Regulatory/Statutory laws applicable to NBFCs.