MUMBAI · FULLTIME
Company Secretary & Complaince Officer

CARE Ratings
Mumbai · onsite · Posted 1d ago
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Undisclosed3–7 yrsfulltimeMumbai
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Section · 01
About this role
Role & responsibilities
- Convening Board, Committee Meetings and Annual General Meeting of the Company
- Handling Secretarial Activities independently, including dealing with Board members
- Filing, registering any document including forms, returns and applications by and on behalf of the company as an authorized representative with SEBI or any other competent authority.
- Ability to handle the Audit queries independently i.e. secretarial audit, internal audit, statutory audit etc.
- Experience in SEBI ERP (ESG) compliances will be an added advantage including regulatory co-ordination
- Experience in handling compliance of SEBI
- Exposure of handling the Regulatory inspection/ audit etc.
- Monitoring changes in regulatory regime and taking appropriate action
- Provide Compliance advisory to stakeholders from perspective of Companies Act and SEBI
- Looking at compliance of secretarial & corporate laws
- Exposure of handling and mitigating conflict of interest under applicable regulatory regime
- Highlight emerging compliance risk to Group Head Compliance, Legal & Secretarial
- Vetting regulatory communications from Compliance Perspective
- Ensuring maintenance of all books & records statutorily required under Companies Act, 2013
Preferred candidate profile
Proven experience as a Compliance / Secretarial Matters
- Knowledge of all the Securities Laws
- Deep interest in Securities Markets
- Proactive approach toward implementation of regulatory guidelines
- Excellent oral and written communication skills
- Ability to brief the Board / Senior Management
- Outstanding drafting skills
- Ability to multi-task
- Strong negotiation skills
- Ability to work individually and also in team
Educational Qualification:
- CS and preferably LLB/LLM
- 4 - 5 years of post-qualification experience in handling Secretarial & Compliance related work
Sourced from naukri
Section · 02
Skills
C SharpBoard MeetingCompany SecretarialSEBISebi Regulations
Section · Company
About CareEdge Ratings

CARE Ratings
Financial Services
750
employees
1993
33 years old
Mumbai
India
₹14.1L PA avg
Avg at CareEdge Ratings
About
CARE Ratings is a top credit rating agency that offers credit monitoring services in India.They specialise in credit quality rating and other services.
Industries
Financial Services
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