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    Job · 21147207

    MUMBAI · FULLTIME

    Chief Compliance Officer

    Monarch Networth Capital

    Monarch Networth Capital

    Mumbai · onsite · Posted 6d ago

    Sourced fromNaukri
    Undisclosed10–17 yrsfulltimeMumbai

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    Section · 01

    About this role

    Roles and Responsibilities :

    • Ensure compliance with SEBI regulations, company policies, and industry standards in the AMC sector.
    • Develop and implement effective audit compliance processes to identify potential risks and mitigate them proactively.
    • Collaborate with internal stakeholders to ensure adherence to regulatory requirements and maintain a culture of compliance across all business units.
    • Conduct regular reviews of audit reports, identify areas for improvement, and provide recommendations for remediation.

    Job Requirements :

    • 10-17 years of experience in audit compliance or related field (AMC).
    • Strong understanding of SEBI regulations and their application in the AMC sector.
    • Proven track record of developing and implementing effective audit compliance programs.
    • Excellent analytical skills with ability to interpret complex data sets.

    Sourced from naukri

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    Section · 02

    Skills

    Compliance ManagementAudit ComplianceSebi Regulations

    Section · Company

    About Monarch Networth Capital

    Monarch Networth Capital

    Monarch Networth Capital

    Financial Services

    401

    employees

    1993

    33 years old

    Ahmedabad, Gujarat

    India

    ₹5.9L PA avg

    Avg at Monarch Networth Capital

    About

    A comprehensive financial services provider, this firm offers stock broking, mutual funds, and insurance, enhancing investment strategies for clients over two decades.

    Industries

    Financial ServicesInsurance

    Employee ratings

    10 reviews

    3.7/ 5

    Culture

    3.4

    Career growth

    3.1

    Work-life

    3.7

    Employees rate it well for

    Work-Life Balance37Overall Company37

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