MUMBAI · FULLTIME
CFO Office: PMS Controller
Edelweiss
Mumbai · onsite · Posted 5d ago
Sourced from
Undisclosed8–13 yrsfulltimeMumbai
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Section · 01
About this role
Detailedjob description
Providing end-to-end compliance coveragefor all Edelweiss Alternatives investment funds
Preparing and filing applications with SEBI,and coordinating with SEBI officials for obtaining registration
Reviewing documents pertaining to SEBIapplication, IMA, contribution agreements, product note and investorcommunication
Reviewing and filing monthly/ quarterlyreports with SEBI
Preparation of communication to SEBI/regulators for event-based filings and reviewing communication being sent to investors
Responding to and resolving queries raisedby business teams
Implementing circulars and group level/other policies within Edelweiss Alternatives
Ensuring compliance with PIT policy
Maintaining and upkeeping regulatoryrecords
Preparing dashboards and trackers for regulatory reportings/ filings
Supporting in development andimplementation of policies, procedures, other documents and establishment andmaintenance of processes and controls governing business activities, such asmanuals, codes of conduct, practice notes, and the likes, to comply withapplicable laws, rules and regulations
Assessing the adequacy of compliancepolicies, procedures and guidelines, resolving any identified deficiencies, andformulating proposals for revisions or amendments
Providing comprehensive support duringregulatory audits, inspection and queries
Coordinating with internal auditors forproviding data and clarifications
Assisting in statutory, internal andspecial audits by collating data, and conducting preliminary review
Preparing agenda and minutes of the IMBoard for AIF business activities
Assisting in various system developmentsand automation initiatives
Expectedskill sets
8+ years of experience and workingknowledge in compliance and governance function
Experience in AIF/AMC preferred
Ability to manage stakeholders, collaborateacross teams and build relationships
Ability to work in a high volume,fast-paced environment with shifting priorities
Demonstrated problem-solving andsolution-orientation with limited directions
Articulate, and able to express thoughtsclearly in oral as well as written communication
Disclaimer This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.
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Section · 02
Skills
AutomationRegulatory AuditsPMSArticulateimauditsExpress.jsmaintenanceSEBIcompliance
Section · Company
About Edelweiss
Edelweiss
Financial Services
4.8k+
employees
2017
9 years old
Mumbai, Maharashtra
US
₹10.9L PA avg
Avg at Edelweiss
About
Edelweiss is a Top Finance Company in Mumbai. They are the best in Investment & Advisory Services.
Industries
Financial Services
Employee ratings
10 reviews
3.8/ 5
Culture
2.6
Career growth
2.3
Work-life
3.4
Employees rate it well for
Work-Life Balance38Overall Company38
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