Business Accountability Specialist Audit Support
Wells Fargo · Hyderabad · onsite · Posted 23d ago
Undisclosed2–7 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
Job Summary
Wells Fargo is seeking a Business Accountability Specialist support the execution of audit, regulatory, risk, and control management activities across the organization. Partner with business, technology, risk, compliance, and audit teams to facilitate audit engagements, coordinate responses, track remediation activities, and strengthen the overall control environment. Drive timely and accurate completion of audit deliverables while ensuring adherence to enterprise policies, standards, and regulatory expectations.
Responsibilities - Participate in research, assessment, and documentation of matters relating to the businesspolicy and regulatory adherence, risk mitigation, or control efforts; identify patterns and trends and looks for opportunities for procedural or control improvements within area of focus
- Conduct assessments and analysis of basic business or operational outcomes, systems of record, technical assignments, documentation, procedures, or challenges that require research, evaluation, and selection of alternatives; exercise independent judgment to guide completion of medium risk deliverables
- Present concise and well-articulated findings and recommendations, including rationale, to facilitate resolution of identified matters; exercise independent judgment while developing expertise in the risk mitigation or control activities of the business
- Engage in additional research and studies to enhance regulatory knowledge
- Collaborate and consult with colleagues, internal partners, and other business stakeholders to provide feedback, credibly challenge issues, and calibrate, as needed, to ensure alignment, consistency, and accuracy across groups
- Participate in cross-organizational or internal operational initiatives and improvement efforts
- 2+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following:work experience, training, military experience, education
- 2+ years of experience in Audit, Risk Management, Compliance, Governance, Controls, Business Accountability, or related areas.
- Experience supporting audit engagements, issue management, or regulatory examinations.
- Coordinate internal audit, external audit, regulatory examination, and independent testing engagements.
- Serve as a central point of contact for audit requests, evidence collection, and stakeholder coordination.
- Review, validate, and compile audit artifacts to ensure completeness, accuracy, and adherence to audit requirements.
- Track audit observations, findings, management actions, and remediation commitments through closure.
- Monitor remediation progress, identify risks to delivery, and escalate issues requiring management attention.
- Partner with control owners, process owners, technology teams, and risk partners to address audit findings.
- Support root cause analysis and development of sustainable corrective action plans.
- Perform risk and control assessments to identify potential control gaps and process improvement opportunities.
- Prepare executive reporting, dashboards, metrics, and governance materials related to audits and remediation activities.
- Maintain audit repositories, evidence inventories, and documentation in accordance with records management requirements.
- Support regulatory, compliance, and risk management initiatives, including RCSA, issues management, and policy adherence activities.
- Analyze trends across audit findings, control deficiencies, and risk events to identify themes and recommend improvements.
- Facilitate governance routines, review meetings, and status reporting with leadership and stakeholders.
- Contribute to process automation, operational efficiency, and continuous improvement initiatives across the audit support function.
- Ensure adherence to Wells Fargo risk management frameworks, policies, and regulatory commitments.
- Strong analytical, problem-solving, and stakeholder management skills.
- Experience preparing executive-level presentations, reports, and governance materials.
- Knowledge of risk and control frameworks and governance processes.
- High proficiency in Microsoft Excel, PowerPoint, and reporting tools.
- Experience with SHRP, RCSA, Issues Management, Corrective Actions, or related governance platforms.
- CISA, CRISC, CIA, CPA, PMP, or equivalent risk and control certifications preferred.
- Experience supporting technology, operational risk, regulatory, or compliance audits.
- Strong understanding of control design, control testing, and remediation management.
- Success Measures
- Timely completion of audit requests and deliverables.
- Reduction in overdue audit findings and management actions.
- Quality and accuracy of audit evidence and responses.
- Effective remediation tracking and governance reporting.
- Positive audit and stakeholder feedback.
- Identification and implementation of control and process improvements.
Sourced from naukri
Skills
AutomationExternal AuditControl Designoperational riskCisaissue managementFinancial CrimesauditscriscAudit SupportInternal AuditControl TestingControl ManagementcomplianceBusiness OperationsCustomer Relationships
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
Industries
Financial Services
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Culture
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