AVP, Compliance (Whistle Blower & Anti Bribery & Corruption)

Role & responsibilities

• Implement and maintain an effective transaction monitoring and reporting program in alignment with regulatory requirements and industry best practices.
• Conduct ongoing monitoring of transactions and activities to identify suspicious or unusual patterns that may indicate potential compliance risks.
• Review and analyse transactional data to identify and investigate instances of money laundering, fraud, bribery, corruption, and other financial crimes.
• Prepare and submit regulatory reports and filings related to transaction monitoring and suspicious activity reporting (SAR) in a timely and accurate manner.
• Collaborate with internal stakeholders, including Business Units, Legal, Risk Management, and Internal Audit, to address compliance issues and implement corrective actions.
• Incumbent should have strong knowledge of Strong knowledge of relevant regulatory requirements and guidelines governing whistle blower and anti-bribery and corruption (AB&C) compliance in India.

Preferred candidate profile

Experience Required (In Years):

Minimum- 5-6 years in Compliance

Qualification Required:

Graduation / MBA/PGDM in Finance / Law