Audit-Team Head-OMU

Job Title

Audit-Team Head-OMU

Business Unit

Audit

Reporting To

Zonal/Regional Head - Audit

Job Function and Role Type

Audit, Supervisory

Version No

2.0

Job Purpose

Monitor and manage alerts and reports to ensure compliance with regulatory and internal guidelines. Enhance centralized monitoring and implement preventive controls.

Key Responsibilities

Reports & Alerts Review, Raising & Closure

Monitor timely generation of alerts and exception reports.

Ensure timely submission of management reports.

Close alerts appropriately and escalate critical ones.

Reduce alerts by implementing preventive controls.

Identify new areas for centralized monitoring.

Automate identified activities.

Analyze trends in operational and fraud risks.

Team Development

Provide regulatory and compliance clarifications to the team.

Conduct monthly team reviews and track progress.

Guide and manage team knowledge updates.

Automate team activities for efficiency.

Education:

Graduate, Post-Graduate, Chartered Accountant.

Certifications:

None specified.

Key Competencies

Leadership, analytical thinking, communication, MS Excel expertise, attention to detail.

Major Stakeholders

All retail and non-retail staff.