Audit Manager (Credit Audit)
Ujjivan Small Finance Bank · Kolkata · onsite · Posted 56d ago
Undisclosed7–10 yrsfulltimeSourced from
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About this role
Job Description
Job Title
Grade
Department
Location
Sub-Department
Type of Position
Reports To
Reporting Into
Role Purpose Objective
Size of the Role
Key Duties Responsibilities of the Role
Business/Financials
Customer (Both Internal External)
Job Title
Audit Manager
Grade
AVP-1
Department
Internal Audit Department
Location
Regional Office / Branch
Sub-Department
NA
Type of Position
Full-time
Reports To
Regional Audit Manager
Reporting Into
Assistant Manager and Auditor
Role Purpose Objective
- To execute and perform internal audit of branches as per audit methodology and procedures defined in Internal Audit Policy and applicable external/regulatory requirements
- To maintain evidences and supporting documents and submit to Regional Audit Manager after each audit completion.
- To verify worksheet (Risk Control Matrix) scoresheet for each branch audit and keep in record.
- Mentor new joinees and guide them on all policy matters and Field Audit Process.
- To coordinate with owning department for audit issue tracking and closure
Size of the Role
- Financial size NA
- Non-financial size Ensure to conduct Branch Audit as per the Audit plan
Key Duties Responsibilities of the Role
Business/Financials
- Execution of audits
- Adopting and Implementing Risk Based audit methodology, planning the audit schedule for state/ region with the Regional Audit Manager to ensure all the branches are covered in line with annual audit plan.
- Ensure to conduct/ cover process and thematic audit as and when required as per Annual Audit Plan.
- Efficient allocation of Audit Assignment among the team members.
- Ensure to cover scope of audit as per applicable Risk Control Matrix for Branch Banking Micro Banking audit.
- Ensuring prescribed samples are covered in each audit.
- Ensure all processes should get visited as per audit methodology for Micro banking audit.
- Review of Audit Work Papers.
- Ensuring Social Service Department audit to be executed as and when required.
- Ensuring accomplishments of Monthly / Quarterly annual audit plan for allotted branches
- Ensuring Branch Fixed Asset Verification as applicable.
- Check adherence of internal policies, processes products with the applicable RBI rules and regulations.
- Highlight design operational level gaps identified during audits to the concerned stakeholders for enhancement of audit.
- Conduct independent branch audits.
Customer (Both Internal External)
- Professional and cordial relationship to be maintained at all the times with the Auditees during and after the Audit.
- Ensure audit team shares the Daily observation sheet with the Business Team during the audits and the Audit closing meeting is held in the presence of branch supervisors.
- Stringent monitoring of Non-compliances from branches as well as from other functions.
- List of Non-compliant branches / issues to be circulated on a weekly basis with ageing to the Regional Audit Manager.
Sourced from naukri
Skills
Risk Control MatrixauditsBranch BankingCredit AuditAudit Workbranch auditBankingInternal AuditField AuditShares
About Ujjivan Small Finance Bank
Ujjivan Small Finance Bank
Banking
24.4k+
employees
2017
9 years old
Bangalore/Bengaluru, Karnataka
India
About
Empowers financial inclusion across India, serving over 90 lakh customers with over ₹6,400 crore profit and a strong focus on inclusive, tech-led banking.
Industries
BankingFinancial Services
Employee ratings
7,630 reviews
4.0/ 5
Culture
4.0
Career growth
3.5
Work-life
3.9
Employees rate it well for
Work Culture689Salary511Work Life Balance407Work Environment388Senior Management339
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