Associate Compliance Manager
Invesco · Hyderabad · onsite · Posted 27d ago
Undisclosed10–15 yrsfulltimeSourced from
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About this role
Job Summary
Your Role
Experience You Bring
Academic requirements
Full Time / Part Time
Worker Type
Job Exempt (Yes / No)
Workplace Model
Global Regulatory Reporting (GRR) team is a sub function of Global Compliance team. GRR team will monitor prepare and file regulatory reports/disclosures for specific areas, perform analytical and monitoring activities and conduct other applicable projects/assignments as required.
Your Role
- Monitoring/reviewing of daily, weekly, monthly, and quarterly reports.
- Prepare documentation to support reviews conducted and to substantiate and demonstrate adequate processes/controls to meet regulatory requirements and ensure compliance with all policies and procedures.
- Analyze the data and prepare documentation to support substantial shareholding reporting to meet global regulatory requirements.
- Understanding regulatory requirements in Americas regions and act steps to meet all the compliance performance metrics.
- Review the substantial shareholdings documents being prepared to meet the Global regulatory reporting requirements.
- Be able to handle new countriessubstantial shareholding, monitoring and reporting independently as required based on the updated regulations.
- Stay current of all regulatory changes related to reporting thresholds, reporting deadlines, updated/new disclosure forms to be used occurring in various countries across USA and ensure update procedures and applications to reflect the changes accordingly.
- Interact with members of the global compliance and legal teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
- Support, mentor, coach and guide the team, including day-to-day people management, workload prioritization, performance support, feedback, development planning and capability building.
- Able to take appropriate decisions to handle the business.
- Participate in compliance related projects and responsibilities.
- Identify and review requests from external parties and determine appropriate responses for such requests, this includes requirements from various departments and business units too.
- Assist in resolving queries with regional/global compliance teams.
- Work with global functional counterparts to ensure consistency of service delivery.
- Monitor new processes/functions and changes to existing processes and procedures.
- Handle responsibility for ensuring consistent day-to-day production is achieved by the team through effective resource planning, task allocation, coaching and follow-up.
- Provide people leadership by fostering an inclusive, collaborative and high-performing team environment, supporting onboarding, knowledge sharing, talent development and succession readiness.
- Engage in cross-functional initiatives, as required, to promote Continuous Improvement initiatives.
- Proactively seek and research solutions to compliance issues related to data issues, filling gaps in collating required details for monitoring and reporting as they arise.
- Respond to basic, intermediary, and advanced/complex questions/queries from other teams independently and report to senior managers for escalation.
- Total relevant work experience of 10-15 years required with investment advisor or mutual fund group in Compliance or regulatory environment.
Experience You Bring
- Knowledge of Financial products and Mutual fund industry
- Knowledge of regulatory requirements
- Understanding of regulatory changes and new reporting requirements
- Good analytical skills and attention to detail
- Excellent interpersonal skills to work effectively with a network of colleagues spread across different time zones.
- People management experience, including team leadership, mentoring, coaching, performance enablement, workload management and development of team members.
- Proficiency in MS Office
- Strong written and verbal communication skills
- A positive attitude and willingness to learn.
- Open to flexible working hours
- Familiarity with trading systems and compliance components such as Charles River, Bloomberg would be given preference.
Academic requirements
- Bachelors or Master''s (preferred) degree in Commerce / Finance
Full Time / Part Time
Full time
Worker Type
Employee
Job Exempt (Yes / No)
Yes
Workplace Model
At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.
Sourced from naukri
Skills
analytical thinkingCapability BuildingInvestment managementFinancial ProductsHTMLCompliance Monitoringmedical insuranceInvestment AdvisorOnboardingBloombergCommunication SkillsInvestment StrategiesLegalcompliancefinanceArtificial Intelligence
About Invesco
Invesco
Financial Services
1.3k+
employees
1935
91 years old
Atlanta, Atlanta
United States (USA)
About
Invesco specializes in asset management, focusing on mutual funds and investment portfolios to cater to individual and institutional investors.
Industries
Financial Services
Employee ratings
489 reviews
3.7/ 5
Culture
3.5
Career growth
2.9
Work-life
3.8
Employees rate it well for
Work Life Balance108Work Culture69Senior Management57Salary42Career Growth40
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