Associate, Compliance Audit

Job Summary

We are looking for a meticulous and proactive Compliance Audit Associate to join our team during a period of rapid global expansion. In this role, you will serve as a primary line of defence, ensuring the rigorous application of our compliance policies and procedures across all international offices. As a key member of a dynamic, high-performing team, you will conduct internal audits of the entire consultation lifecycle-from initial expert vetting to client interaction-to mitigate risk and uphold the industry-leading standards that define the Third Bridge compliance framework.

Responsibilities

• Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
• Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
• Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
• Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
• Work closely with our IT/ BI team to gather or explore internal data as required.
• Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.

Skills

• A "detail-oriented" mindset with the ability to identify red flags and inconsistencies within a complex environment.
• Strong interpersonal skills to confidently communicate compliance requirements to diverse internal stakeholders and global team
• Thrives in a high-growth, fast-paced environment; able to manage multiple audit queues simultaneously without compromising quality.
• Excellent oral and written communication skills.

Qualifications

• 1-3 years of experience in compliance, internal audit and risk management.
• A Bachelor s degree in Finance, CA, CIA, ACCA or equivalent that requires high levels of analytical reasoning.