Assistant Manager - Surveillance and AML

Role & responsibilities

Designation: Assistant Manager - Surveillance

Job Description:

1) To detect unethical trading practice including fraud, ML, Insider trading.

2) FATF & IRA reporting.

3) Analyzing exchanges \ DP \ Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc

4) STR Reporting & handling Trackwizz application.

5) Conducting AML training of employee periodically.

6) To drive innovation & continuous improvement in surveillance function.

7) Support \ Maintain surveillance & AML policy.

Qualification required

1. Graduate.
2. Proficiency Microsoft Excel, Power Point & Word.
3. Working knowledge of verbal & written English communication.

Experience:

1. 2 Years or more in Surveillance \ Audit \ Inspection \ Operations area.
2. Basic understanding and knowledge of trading mechanism across different financial instrument.