Assistant Manager Regulatory Compliance

Location:

• Mumbai BKC

Qualification

• Chartered Accountant (CA), MBA (Finance), M. Com, or equivalent qualification.
• Professional certifications in Regulatory Compliance/Risk Management would be an added advantage.

Relevant Experience

• 5-6 years of experience in Regulatory Compliance, Regulatory Reporting (RBI and others), Regulatory Affairs, or Financial Reporting within Banks/NBFCs.
• Strong understanding of RBI regulations, circulars, returns, and supervisory reporting requirements.

Key Responsibilities

• Ensure timely and accurate submission of Regulatory returns, reports, and periodic compliance filings.
• Monitor RBI circulars, notifications, and regulatory updates and assess their impact on reporting requirements.
• Coordinate with Finance, Risk, Operations, IT, Treasury, Business, and other stakeholders for collection and validation of data.
• Review reporting processes and implement controls to ensure data accuracy, completeness, and regulatory compliance.
• Maintain MIS and trackers for all regulatory submissions, observations, and compliance status.
• Liaise with Regulatory (RBI) officials and respond to regulatory queries, supervisory observations, and information requests.
• Support Inspections, compliance audits, and regulatory examinations by providing required information and documentation.
• Identify reporting gaps, recommend corrective actions, and drive process improvements through automation and system enhancements.
• Ensure proper documentation, record retention, and audit trails for all regulatory submissions.
• Prepare management reports and compliance dashboards for senior leadership.

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