Assistant Manager - Compliance

Job Description

• Maintain oversight of the developments in the Fintech regulatory environment.
• Dissemination of updates on circulars, master directions, advisories issued by the regulators such as RBI, NPCI, IRDA, TRAI etc.
• Assist the Sr. Manager/ Head- Compliance in performing testings and related deliverables as per the compliance audit plan.
• Perform compliance testing's as per prescribed policies, procedures and standards.
• Prepare reports and management presentations to reflect the outcomes of the compliance testings with a focus on regulatory risks.
• Stay informed, adopt and implement the best-in-class compliance testing practices and solutions to automate testing
• Ability to review Product Notes, Policies, SOPs, Agreements from Regulatory and Legal point of view.
• Design and conduct periodic risk assessments/compliance testing and share reports along with closure of corrective plans.
• Proactively manage the potential regulatory risks. Maintain tracker with action plan & timelines.
• Focus on self- learning and development on all relevant guidelines in the areas of financial services products
• (Payments/ Lending etc.) and ensure reporting of the progress to sync in with departmental goal
• To maintain necessary policies required under various regulations/ business purposes and ensure their periodic review and updation.