Assistant Manager Compliance - NPS

Job Overview

We are seeking a detail-oriented and proactive Assistant Manager Audit & Compliance to support and manage audit activities within the NPS operations. The role requires close coordination with auditors, clients, internal stakeholders, and technology teams to ensure smooth execution of audits, compliance with regulatory requirements, and timely closure of audit observations.

The ideal candidate should possess a strong understanding of audit processes, internal controls, risk assessment methodologies, and regulatory compliance frameworks. Experience in the NPS domain will be an added advantage.

Key Responsibilities

• Manage and coordinate various process audits conducted by internal, external, and regulatory auditors related to NPS operations.
• Act as the primary point of contact for auditors and facilitate timely audit execution.
• Coordinate with IT and business teams to provide audit-related data and documentation.
• Evaluate the effectiveness of internal controls and recommend process improvements.
• Ensure adherence to applicable regulatory requirements, internal policies, and compliance standards.
• Conduct risk assessments and support the development and implementation of mitigation plans.
• Collaborate with internal stakeholders for audit observations, corrective actions, and timely closure of audit findings.
• Monitor, track, and report audit observations and remediation status.
• Prepare audit reports, management updates, and compliance dashboards for senior leadership.
• Liaise with external auditors, clients, and regulatory authorities as required.
• Maintain audit documentation and ensure readiness for regulatory inspections and reviews.

Required Skills & Competencies

• Strong understanding of audit methodologies, internal controls, risk management, and compliance frameworks.
• Experience in coordinating with auditors, clients, and cross-functional stakeholders.
• Excellent analytical, problem-solving, and critical-thinking abilities.
• Strong communication and report-writing skills.
• Ability to independently manage multiple assignments and meet deadlines.
• Proficiency in Microsoft Excel, Word, PowerPoint, and Outlook.
• High level of integrity, professionalism, and attention to detail.

Preferred Requirements

• Experience in the National Pension System (NPS) domain.
• Exposure to financial services, pension operations, fund administration, or compliance functions.
• Knowledge of regulatory and governance requirements applicable to financial institutions.