ASC Compliance Analyst

Essential Functions 

• Investigates and clarifies client data or census problems

• Prepares non-discrimination tests, top heavy tests, coverage tests, 415 annual addition

tests on larger and more technically complex plans, including additional compliance

testing that must be done such as 401(a)4

• Review of testing and/or Government Forms

• Completes testing and ensures quality control audit is performed

• Serves as technical expertise to compliance analysts and provides resolutions to support

business

• Allocates employer profit sharing, matching and/or money purchase pension contributions based upon plan provisions and submits to plan sponsor for approval

• Calculates contribution corrections or top-heavy minimum contributions for plan

sponsors

• Communicates test results and recommends solutions to client when specific failures are

identified        

• Prepares Form 5500 and related schedules using government forms software

• Submits financial reports and Form 5500 package for review, correction, approval and

submission to client and governing agency

Contact - Elakkiya HR : [phone removed]