MUMBAI · FULLTIME
Analyst, Compliance Consulting
Kroll
Mumbai · onsite · Posted 6d ago
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Undisclosed2–6 yrsfulltimeMumbai
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Section · 01
About this role
Job Summary
We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring.
We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive, who thrives in a fast-paced environment.
At Kroll, your work will help deliver clarity to our clientsmost complex governance, risk, and transparency challenges.
Responsibilities - Closely coordinate with the Financial Services Compliance Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
- Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.
- Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
- Work closely with external vendors to troubleshoot and escalate critical systems issues.
- Actively monitor and report on potential electronic communication compliance violations
- Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
- Experience in advising hedge funds and private equity funds is a plus.
- Bachelors or masters degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college
- Proven six (6) months 3 years of work experience in a compliance role.
- Ability to work on own initiative and as part of a team.
- Client facing, solutions focused skills and passionate to work extensively on data management.
- Clear, logical thought processes, ability to make decisions and articulate these clearly.
- Strong English oral and written communication skills
- Time management skills and ability to work within deadlines.
- Solution-driven and problem-solving attitude
- Legal or audit background would be useful.
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Section · 02
Skills
analytical thinkingtime management skillsregulatory changesArticulateCommunication SkillsHedge FundsData ManagementAdministrationFinancial ServicesEquityLegalPrivate EquityAccountingcompliancefinanceTrading
Section · Company
About Kroll
Kroll
Financial Services
1.0k+
employees
1932
94 years old
New York, New York
US
About
Kroll provides proprietary data, technology and insights to help its clients stay ahead of complex demands related to risk, governance and growth.
Industries
Financial ServicesAdvertising / PR / Events
Employee ratings
236 reviews
3.4/ 5
Culture
3.6
Career growth
2.7
Work-life
3.7
Employees rate it well for
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